2008 01-16 Ralph M. Brown Act
Purpose and Intent
The Brown Act was adopted in the early 50's. The legislature declared that public
boards exist to aid in the conduct of the people's business. It is the intent of the
law that their actions be taken openly and that their deliberations be conducted
openly.
The people of this state do not yield their sovereignty to the agencies which
serve them. The people, in delegating authority, do not give their public servants
the right to decide what is good for the people to know and what is not good for
them to know. The people insist on remaining informed so that they may retain
control over the instruments they have created.
The purpose is that the public has a right to know - use that as a balance and
construe it broadly.
There is a strong presumption in favor of the public's right to know, and how their
decision makers are making their decisions. Even so, the legislature recognizes
that under certain circumstances there is a legitimate government interest where
the public is better served by decision-making in private - this can only happen if
prescribed by statute and are known as closed sessions. Confidential closed
sessions may be held but should be construed narrowly.
(More on closed sessions later.)
Legislative Body
What Bodies and What Meetings? The Brown Act covers virtually every type of
local governmental body, elected or appointed, decision-making or advisory,
permanent or temporary. PUD's, Cities, Counties, Fire depts., cemetaries, etc.
are all subject to the Brown Act.
State Boards are governed by the Bagley Keene Act which is similar. School
Boards are governed by the Education Code.
And our Legislature is subject to none! (surprise!)
The Brown Act applies to new members who have been elected or appointed but
have not yet been seated.
Permanent Committees (standing committees that meet on a continuing basis or
have a continuing subject matter) are created by our Board must meet Brown Act
requirements, but temporary (ad hoc) committees do not. Ad hoc's can't be in
place for long periods of time. Standing committees have more constraints. Two
member committees. A 3rd can now listen but since creates a majority, not
allowed to participate. That 3rd board member has fewer rights than the public.
When a committee is formed by other than the legislative body (e.g. the general
manager), it is not subject to the Brown Act).
A meeting subject to the Brown Act includes not only a formal gathering, but also
communication by any other method involving a majority of the decision-making
body.
What is a meeting? Meetings are broadly defined. It is when "any congregation of
a majority of the members of a legislative body at the same time and place to
hear, discuss, deliberate upon any item that is within the subject matter
jurisdiction of the legislative body or the local agency to which it pertains."
"Any use of direct communication, personal intermediaries, or technological
devices that is employed by a majority of the members of a legislative body to
develop a collective concurrence as to action to be taken on an item by the
legislative body is prohibited." GC54952(b)
Including Serial Meetings: One of the most frequently asked questions about the
Brown Act involves serial meetings. Such meetings at anyone time involve only
a portion of the Board, but eventually involve a majority. The problem with serial
meetings is the process, which deprives the public of an opportunity for
meaningful participation in decision-making. A meeting may occur even when a
majority of the decision-making body is not in the same place at the same time.
Although individual contacts or conversations are not prohibited between a
member of a legislative body and any other person, it must be kept in mind that
the Brown Act does. however prohibit a series of such individual contacts if they
result in a so-called serial meetings (sometimes referred to as a "daisy-Chain") .
These Serial meetings occur when Member A contacts Member B. Member B.
then contacts Member C. Member C. then contacts Member D. and son on until
a quorum is reached and a collective concurrence is established.
For example - outside a noticed meeting Board Member A calls Member B re:
item on agenda or to discuss any District business. Then director B in turn calls
director C and says that Director A and I think this is a great idea, what do you
think? This is a serial mtg. Even if Director C wasn't told of Director B's opinions,
this is still a serial mtg. Because a collective concurrence was established. The
proper response from Director C would be "Please don't call again because this
violates the Brown Act." A board member also cannot use the attorney, GM or
clerk to do polling of others and convey it back. You need to be aware of emails
- if a majority either receive or reply to one, since the transmission of the
member's ideas could result in a majority of the body reaching a collective
concurrence. This can easily occur when a member selects "reply to all" instead
of just the sender in response to a message from staff.
Most people try to avoid the serial meeting rule but it's difficult given human
nature. The Brown Act is violated every day just because of ooops! Just
remember - communications, even through an intermediary, which involves a
majority of the decision-making body discussing or taking action on the District's
business, is a violation.
Meetings
Exceptions
Individual Contacts - one way vertical contact, such as the GM calling all 5 board
members to tell them about a sewer leak - that's ok. Imparting information to
each of them is allowed and they can even express their opinions. Only when
they share among the 5 of them is it a problem.
When the GM is polling the board re: the sewer break that needs a $10,000
repair - he needs it now and can't wait for a meeting - this is marginal - the GM
is trying to assess the opinions of the Board - instead the GM should send a
memo stating what has happened, and what he's plans to do and state if I don't
hear from you I'm going ahead. That's the most legal way to handle that.
It is also ok for 1 Board member to distribute information to the other 4 - just no
discussions. The Brown Act allows individual contacts between a member of the
decision-making body and any other person. Thus a member of the public can
have individual contact with directors A, B, C, D, and E.
Another example: a developer can meet with two members to give them
information, and then can meet with two more, but he cannot relay information
from one to another.
Board members can attend functions - conferences, social functions such as
weddings, funerals, receptions, farewells, football games, etc. these aren't
considered to be a meeting - just as long as a majority of the Board doesn't
discuss specific matters relating to District business, except as part of the
scheduled program.
Similarly, all or a majority of the Board may attend a open and publicized
community meeting organized to address a topic of local concern as long as the
District did not organize the event and the members to not discuss among
themselves, other than as part of the scheduled program, specific matters
relating to District business.
All or a majority of the Board may attend a properly noticed open meeting of
another public entity, as long as the attendees do not discuss among
themselves, other than as part of the scheduled meeting, specific District
business.
Retreats or Workshops - these are covered under the Brown Act whether they
focus on long-range agency planning, discussion of critical local issues, or on
team building and group dynamics.
Video Teleconferencing
and Conference Telephone Calls
A teleconference is a meeting when the members are in different locations,
connected by electronic means, through either audio or video, or both. The
Brown Act must be complied with and contains the following specific
requirements:
Teleconferencing may be used for all purposes during any meeting.
At least a quorum must participate from locations within our jurisdiction.
Additional teleconference locations may be made available for the public.
Each teleconference location must be specifically identified in the notice and
agenda of the meeting, including a full address and room numbers, as may be
applicable.
Agendas must be posted at each teleconference location, even if a hotel room or
a residence.
Each location must be accessible to the public and have technology, such as a
speakerphone, to enable the public to participate, and the agenda must provide
the opportunity for the public to address the board directly at each location.
All votes must be by roll call.
1/1 (, '2D:)~~
When is Action Taken?
Action taken means a collective
decision made by a majority of the
members of a legislative body, a
collective commitment or promise by
a majority of the members of a
legislative body to make a positive or
negative decision, or an actual vote
by a majority of the members of a
legislative body or entity, upon a
motion, proposal, resolution, order or
ordinance. (GC54952.6)
Time and Place
While staff can meet wherever they want, generally, a legislative body must hold
its meetings within the agencies boundaries. There are exceptions in the Brown
Act that allow the Board to meet outside its legislative boundaries.
1) To comply with a state or federal law or any court order, or to attend a judicial
administrative proceeding as to which the District is a party.
2) To inspect real property located outside the District's jurisdiction or to inspect
personal property which would be inconvenient to bring inside the jurisdiction.
3) To participate in meetings or discussions of multi-agency significance as long
as the meetings are held within the jurisdiction of one of the agencies and proper
notice is provided.
4) To meet at the nearest available facility if the legislative body has no meeting
facility within its jurisdiction or at the principal office of the legislative body if that
office is located outside the jurisdiction.
5) To meet with state or federal officials on legislative or regulatory issues
affecting the District when a meeting within the District's boundaries would be
impractical.
6) To meet in a nearby facility as long as the topic of the meeting relates directly
to the facility.
7) To meet in the office of the District's legal counsel for a closed session when
such a meeting would reduce legal fees or costs.
8) By teleconference or videoconference in compliance with the Brown Act.
9) Some entities, such as school districts and JPAs have additional exceptions.
Access for the Disabled - Must meet in accessible location and must make
accommodations to allow disabled persons to participate in open meetings.
The time and location for all regular board meetings are set by ordinance.
Notice and Agenda Requirements
Regular Meetings
Effective notice is essential for an open and public meeting. Whether a meeting
is open or how the public may participate in that meeting is academic if no one
knows about the meeting. The District must post an agenda prior to the regular
meeting that contains a brief general description of each item of business to be
conducted, and must specify the time and location of the regular meeting.
The goal with the agenda is that a reasonable person who was not familiar with
the matter would have an understanding of what the legislative body will be
discussing and/or upon which action is being taken.
Upon request, we have to mail or transmit a copy of the agenda to any person
who has filed a written request for such materials. We have an "agenda
subscription" process, where as a courtesy, we send reminder letters each year
to those who have filed a standing request - each request is valid for one year
and must be filed January 1 of each year. We establish a fee to recover the cost
of providing the service. Most are now using emails, and result in no cost. The
press are always included at no cost.
Agendas for regular meetings must be posted at least 72 hours before the
regular meeting in a location "freely accessible to members of the public 24 hours
a day." (Posting on our website alone is not adequate since there is no universal
access to the internet.)
Note that the 72 hour noticing requirement pertains to the agenda, but nothing
requires the "board packet" to be ready prior to any board meeting. Once you
give backup items to the Board, it becomes public record, and a public copy
should be made available for review (which is our audience binder) but we don't
have to provide each public with a free packet. A new law (SB343, effective
7/1/08) means the agenda must identify the public location where members of
the public may obtain any non-confidential materials which relate to a regular
meeting agenda item and are distributed to all or a majority of the members of
the legislative body less than 72 hours before the meeting.
The public can comment both on items on the agenda and items that are not on
the agenda. Every agenda for regular meetings must include an opportunity for
members of the public to address the Board on any item as long as their issue is
related to District business (a subject matter within the District's jurisdiction) and
should be kept to the actual five minutes allowed. If they try to talk on an
unrelated matter, you don't have to let them speak, but you can if you want.
Generally, the Brown Act prohibits the Board from discussing or taking action on
any non-agendized item, with the following exceptions:
1) You may briefly respond to statements made or questions posed by a member
of the public.
2) You may ask questions for clarification, make a brief announcement, or make
a report of your activities.
3) You may refer a matter to staff, request staff report back, or direct staff to
place a matter on a future agenda.
In addition, even without a comment from the public, the Board or staff may ask
for information, request a report back or to place a matter of business on the
agenda for a subsequent meeting (subject to its own rules or procedures), ask a
question for clarification, make a brief announcement, or briefly report on his or
her own activities. However, caution should be used to avoid any discussion or
action on such items.
If the public is commenting on an agenda item - allow this to happen before the
Board takes action. The public has the right to comment before the vote is taken
- you can't cut them off by asking for the question. Time limits can be established
if there are lots of public wishing to comment. Speaker cards can't be required
but you can encourage them (you also can't require the public to sign in, but you
can encourage them. It's all voluntary). The Board can adopt reasonable
regulations limiting the amount of time for public comment on particular issues,
as well as for individual speakers. If a person speaks for one minute, and then
wants another minute for rebuttal, you can say no, or you can allow it if you want
to. The President should say we understand this is a hotly debated issue and
people are repeating the same type of comments over and over - does anyone
have any different comments to make? If someone wants to give a huge
presentation and say you've set a 3 minute time limit - too bad - 3 minutes is 3
minutes - can't pick and choose who gets more. They also are not allowed to
"donate the time" to another speaker.
No action may be taken on any item not appearing on the agenda, with
exceptions: The Board, under limited circumstances, may:
- Take action to direct staff to place a matter of business on a future agenda.
- Add a matter to its agenda for discussion and action if the Board identifies the
item and either (a) determines by majority vote that an emergency situation
exists (as defined by the Br. Act); (b) determines by two-thirds vote that a need
exists to take immediate action on the matter and the matter came to the
attention of the District after the agenda was posted; or (c) the item was
previously posted for a prior meeting of the legislative body, which occurred not
more than five calendar days prior to the date of the current meeting and, at the
prior meeting the legislative body continued the item to the current meeting.
Requests to Appear Before the Board - The public should be able to present
their case succinctly. The Board will devote a huge amount of time listening.
While everyone should have the right to appear, it is usually to overturn a staff
decision or admin. Code. Our decisions are well thought out and usually based
upon long-standing procedures and uniformity of enforcement of the
Administrative Code.
Board members should not be compelled to "speak their mind" on each issue,
nor should the Board president solicit input from each member. If they have
something to say, they'll say it. If each member were addressed, each would feel
compelled to speak, and often ends up reiterating what each other has been
saying.
Notice and Agenda Requirements
Special Meetings
Either the Board President or a majority of the Board may call a special meeting
at any time. The agency may call a special meeting by delivering written notice to
each member of the Board so that each member receives the notice at least 24
hours before the time of the meeting specified in the notice. The notice must also
include an agenda that identifies each item to be discussed, as well as the time
and place of the special meeting.
No other business than what is listed on the agenda shall be considered (no
exceptions). Unlike a regular meeting, the Board may not add anything to the
agenda for the special meeting. In addition, the Board may restrict public
comment solely to those matters on the agenda, and not necessarily hear any
matter within the District's jurisdiction.
Notice and Agenda Requirements
Emergency Meeting
Emergency meetings are rarely needed. If they are, the Board Clerk or Board
President should contact any press or media who have requested notice at least
one hour prior to the emergency meeting by telephone, unless telephone
services are not functioning. There is no agenda requirement, and you don't have
to take public comments. An emergency meeting may be called when there is an
emergency requiring prompt attention due to disruption or threatened disruption
of public facilities without having to comply with the 24-hour notice requirement of
the special meeting. An "emergency situation" is defined as: (a) work stoppage or
other activity which severely impairs public health, safety, or both, as determined
by a majority of the Board, or (b) a crippling disaster which severely impairs
public health, safety, or both, as determined by majority of the Board.
The Board may not meet in closed session during an emergency meeting.
Minutes must be posted in a public place for a minimum of 10 days after the
meeting.
Closed Sessions
Closed sessions - Where the public is excluded from a board meeting - are
permitted under limited circumstance in order to 1) To protect the public - where
disclosure in open session would be detrimental to the district in negotiations or
the ability of the district to carry out its functions. 2) To protect individual privacy
rights - their right to privacy outweighs the public's interest in disclosure.
Agenda requirements - The Brown Act provides certain "safe harbor" provisions
which are proposed model formats for agenda descriptions of closed matters.
Using these "safe harbor" descriptions avoids a violation of the Brown Act, as
long as used correctly.
Authorizations for closed sessions are narrow - they are allowed to discuss the
following topics only: real property negotiations, litigation (pending, and current),
public employee performance evaluation, threats to public security, and a few
others the district hasn't used pertaining to JPAs, drug law enforcement, and
licenses for persons with criminal records.
With limited exceptions the legislative body can take action on any item which is
properly agendized for closed session.
All actions taken in closed session are not reportable. It is important to
distinguish between the two (reportable action vs. action taken). Different types
of closed sessions have different reporting requirements. It's best to rely on the
advice of staff or legal counsel when in doubt. Following a closed session, the
Board must report on certain actions taken and the vote of every elected member
present, including abstensions.
Attendance - Legal counsel is only required to be present for litigation-related
discussions. Other than that requirement, it is up to the board to decide which
staff members should be in attendance. (The GM is not required to attend any.)
Brown Act Enforcement
Misdemeanor Penalties
Any Board member who attends a meeting where action is taken in violation of
the Act and where the member "intends to deprive the public of information to
which the member knows or has reason to know the public is entitled" is guilty of
a misdemeanor, and is punishable with six months in jail, $1,000 fine or both
(Penal Code 19).
(If you knew or should have known a violation took place.)
The district attorney or any interested person may file suit for an order declaring
certain actions to be in violation of the Brown Act, to prevent future violations, to
determine the applicability of the Brown Act to any meeting or action, to
invalidate a rule or action intended to discourage expression by a member of the
legislative body, to compel the legislative body to tape record closed sessions.
Civil Penalties
As a prerequisite to bringing a lawsuit, the challenging party must demand that
the agency correct the violation and give the agency the chance to cure by
providing a written demand within 30 days to the Board to "cure and correct" the
alleged violation. The board has thirty days within which to cure and correct. If
the Board does not take action during this period, the requesting party has 15
days to initiate litigation.
Basically, if there is no downside, rescind the action and redo it, then do it
properly. Over-noticing on the agenda is ok too - especially with an oops -
recognize it, fix it and move on'
Attorneys' Fees - A court may award court costs and reasonable attorneys' fees
to a successful plaintiff in a lawsuit alleging Brown Act violations. Similarly, the
court may award court costs and attorneys' fees to a defendant legislative body
where the legislative body has prevailed and the court finds the lawsuit was
clearly frivolous and totally lacking in merit.
Disclosure of confidential information - A director is not authorized to disclose
information that qualifies as confidential information to a person not authorized to
receive it, that (1) has been received for, or during, a closed session meeting of
the board; (2) is protected from disclosure under the attorney/client or other
evidentiary privilege, or (3) is not required to be disclosed under the Ca. Public
Records Act.
What you hear or receive during closed sessions, stays in closed sessions.
Rights of the Public
No conditions can be placed on attendance at a public meeting. No admission
fee, payment, or purchase requirements allowed.
No sign-in requirements - it is voluntary. (they don't even have to identify
themselves as a condition of speaking).
No limitations on attendance based upon race, religion, creed, color, national
origin, ancestry, or sex.
Must be handicapped accessible.
Any person attending and open and public meeting of the Board has the right to
record the proceedings with an audio or video tape recorder of a still motion
picture camera in the absence of a reasonable finding by the Board that the
recording cannot continue without noise, illumination, or obstruction of view that
constitutes, or would constitute, a persistent disruption of the proceedings.
(GC54953.5)
The End!